UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

 

	Date of Report
	(Date of earliest
	event reported):	May 1, 2018

 

DOUGLAS DYNAMICS, INC.

(Exact name of registrant as specified in its charter)

 

 

7777 North 73rd Street, Milwaukee, Wisconsin 53223

(Address of principal executive offices, including zip code)

 

(414) 354-2310

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company                                              ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   o

 

 

 

Item 5.07.                                        Submission of Matters to a Vote of Security Holders.

 

On May 1, 2018, Douglas Dynamics, Inc. (the “Company”) held its annual meeting of stockholders (the “2018 Annual Meeting”).  The name of each director elected at the 2018 Annual Meeting, a brief description of each other matter voted upon at the 2018 Annual Meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each such matter, as applicable, are set forth below.

 

Election of Two Directors to Terms Expiring at the 2021 Annual Meeting of Stockholders

 

Name of Nominee		Shares Voted For		Shares Withheld		Broker Non-Votes
James L. Packard		19,241,163		333,773		2,274,736
Kenneth W. Krueger		19,246,470		328,467		2,274,736

 

Advisory Vote on Approval of the Compensation of the Company’s Named Executive Officers

 

Shares Voted For		Shares Voted Against		Abstentions		Broker Non-Votes
19,089,774		419,034		66,128		2,274,736

 

Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm for 2018

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  May 3, 2018

 

	DOUGLAS DYNAMICS, INC.
	By:	/s/ Sarah Lauber
		Sarah Lauber
		Chief Financial Officer and Secretary

 

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