1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Options (Right to Buy)
|
11/28/2012(2)
|
11/28/2021 |
Class A Common Stock
|
4,000
|
$
19.63
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
11/26/2013(2)
|
11/26/2022 |
Class A Common Stock
|
2,666
|
$
19.36
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
11/22/2014(2)
|
11/22/2023 |
Class A Common Stock
|
36,300
|
$
31.82
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
11/21/2015(2)
|
11/21/2024 |
Class A Common Stock
|
44,967
|
$
42.26
|
D
|
Â
|
Performance Shares
|
11/28/2016(3)
|
11/28/2016(3)
|
Class A Common Stock
|
6,625
|
$
(3)
|
D
|
Â
|
Performance Shares
|
11/27/2017(4)
|
11/27/2017(4)
|
Class A Common Stock
|
7,102
|
$
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 4,519 shares of restricted Class A Common Stock awarded pursuant to the Tyson Foods, Inc. 2000 Stock Incentive Plan scheduled to vest on November 22, 2016. Also includes 4,181 shares of restricted Class A Common Stock awarded pursuant to the Tyson Foods, Inc. 2000 Stock Incentive Plan scheduled to vest on November 21, 2017. |
(2) |
The stock options vest at 33 1/3% on the first anniversary date of the grant and 33 1/3% for each of the following two years. |
(3) |
Award of Class A Common Stock which vests on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are achievement of a three year (fiscal 2014-2016) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metrics are not achieved, the award expires. |
(4) |
Award of Class A Common Stock which vests on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are achievement of a three year (fiscal 2015-2017) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metrics are not achieved, the award expires. |